New Generation Advisors, LLC (Manchester)


New Generation Advisors, LLC is a large advisory firm based in Manchester. It manages $750.67 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Massachusetts and Virginia.

New Generation Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Generation Advisors: assets under management

The assets under management (AUM) of New Generation Advisors, LLC is $750.67 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 50% since the beginning of its operation, and $420.26 million of the total AUM is attributable to clients outside of the United States.

The firm manages $750.67 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $250.22 million each.
New Generation Advisors has custody of $610.39 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Generation Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New Generation Advisors serves?

The only and largest group of clients of New Generation Advisors is pooled investment vehicles with 3 clients and $750.67 million of assets under management. Among the 9 most similar advisory firms, New Generation Advisors has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $750.67 million for 3 clients. 66% of the firm’s clients are foreign persons or businesses.

New Generation Advisors also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $1,000,000.

Careers at New Generation Advisors, LLC

The company employs 13 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 7 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
George Putnam President & chief executive officer 1 Aug 1988 50% - 75% 4355835
Thomas Johns Hill Vice president 1 Jan 1990 Other 710405
Carl Elwyn Owens Vice president 1 Mar 2002 Other 4520331
Christopher Mchugh Minority owner and chief administrative officer 1 Jun 2007 Other 6047633
Robert Michael Henry Minority owner and chief compliance officer 1 Dec 2009 Other 5745597
Frederick Baily Dent Minority owner and vice president 1 Jan 2012 Other 4255771
Michael Stephen Weiner Minority owner and vice president 1 Jan 2012 Other 2459581
Johan Daan Goedkoop Minority owner and vice president 1 Jan 2012 Other 6044676
Darren Leon Beals Minority owner and chief financial officer 1 Aug 2013 Other 6317684
Mark Christopher Koontz Minority owner and head trader 1 Feb 2014 Other 4567505
Gustavo Nmn Resendiz General counsel and chief compliance officer 1 Feb 2017 Other 6025914

Based in Manchester

The principal office where New Generation Advisors, LLC performs its advisory services is located at 13 Elm Street, Manchester, MA 01944 1366, which is also the mailing address of the firm. An additional office of the firm is in Charlottesville, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 978-704-6200 or by fax 978-704-6210. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at newgenerationadvisors.com.