Curian Capital, LLC (Denver)


Curian Capital, LLC is an adviser based in Denver. It has been registered with the SEC as an adviser since 2002.

Curian Capital provides see schedule d miscellaneous for explanation. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Curian Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Curian Capital, LLC

James Samuel Vitalie has been acting as President since 1 Jan 2004. Leandra Rose Knes has served as the Chief Investment Officer since 1 Jan 2004. Laura Louene Prieskorn joined the executive team most recently as the Executive Vice President And Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jackson National Life Insurance Company Sole member 1 Dec 2001 75% - 100% 38-1659835
James Samuel Vitalie Executive vice president - business development 1 Jan 2002 Other 2110559
Thomas John Meyer Member board of managers 1 Mar 2002 Other 2204834
Allan Thomas Chiulli Executive vice president - marketing 1 Mar 2002 Other 1830197
Clifford James Jack Ceo, president 1 Mar 2002 Other 1398005
Joseph Dino Emanuel Executive vice president, coo & secretary 1 Mar 2002 Other 2164417
David Wendall Collett Chief financial officer 1 Mar 2002 Other 2352407
Stephen Robert Hoefling Vice president - brokerage operations 1 May 2002 Other 1673496
Stuart Alan Rockett Vice president - corporate communications 1 Jul 2002 Other 1851657
Kevin Michael Garrow Vice president - business development 1 Jul 2002 Other 1761617
John Jay Wilson Vice president - product development 1 Jul 2002 Other 2194950
Daniel Winston Maurer Vice president - professional development 1 Aug 2002 Other 1603058
Paul Andrew Kuppinger Vice president - research 1 Sep 2002 Other 1873077
Mark Gerald Duffy Vice president - operations 1 Oct 2002 Other 1262462
Patrice Agnes Omara Vice president - compliance 1 Nov 2002 Other 1544140
Sally Jean Carleton Vice president - corporate communications 1 Nov 2002 Other 3222200
Lewis James Dellarco Vice president - compliance 1 Nov 2002 Other 1027947
Charles Anthony Christofilis Vice president/associate general counsel 1 Nov 2002 Other 1518196
Michael A Bell Senior vice president and chief legal officer 1 Feb 2003 Other 4103989
Susan Kelly Wold Vice president - compliance 1 Jun 2003 Other 2197638
James Samuel Vitalie President 1 Jan 2004 Other 2110559
Leandra Rose Knes Chief investment officer 1 Jan 2004 Other 4352152
Michael Andrew Wells Member board of managers 1 Jan 2004 Other 1200087
Mark Bernard Mandich Investment policy commitee 1 Feb 2004 Other 4352167
Robert Steven Driessen V.p. and chief compliance officer 1 Apr 2004 Other 2613085
James Douglas Townsend V.p. finance controller 1 Jul 2004 Other 2029225
Andrew Boutwell Hopping Member of board of managers 1 Dec 2004 Other 2844071
Steven Bruce Young Svp, asset management and chairman of ipc 1 May 2005 Other 1373066
Michael A Bell President and chief executive officer 1 Dec 2005 Other 4103989
Christopher Daniel Rosato Svp strategic development and member ipc 1 Feb 2007 Other 2592937
Walter Francis Czaicki Vp asset management and member ipc 1 Feb 2007 Other 1568041
James Russell Ferrin Vp, portfolio managment 1 Aug 2007 Other 2668520
Lewis James Dellarco V.p. and chief compliance officer 1 Dec 2008 Other 1027947
Maura Kathryn Collins Senior vice president, chief financial officer 1 Oct 2010 Other 4761732
Mark Paul Schoenbeck Senior vice president, chief marketing officer 1 Jan 2011 Other 2625829
James Ronald Sopha Member board of managers 1 Feb 2011 Other 2620404
Mark Daniel Nerud Member board of managers 1 Feb 2011 Other 2366438
Paul Chadwick Myers Member board of managers 1 Feb 2011 Other 1863982
Gregory Brandon Salsbury Member board of managers 1 Mar 2011 Other 1812337
Walter Francis Czaicki V. p. asset management 1 Oct 2011 Other 1568041
Laura Louene Prieskorn Executive vice president, chief operating officer 1 Oct 2012 Other 3053589
Michael Alan Costello Member board of managers 1 Feb 2014 Other 6314868
Savvas Panagiotis Binioris Member board of managers 1 Feb 2014 Other 6314984
Thomas Paul Hyatte Member board of managers 1 Feb 2014 Other 6287965
Walter Francis Czaicki Senior vice president, chief investment officer 1 May 2014 Other 1568041
Mark Bernard Mandich President and chief executive officer 1 Aug 2014 Other 4352167
Robert William Hajdu Senior vice president, chief administration officer 1 Aug 2014 Other 4769897
Weston Bartley Wetherell Senior vice president, general counsel 1 Aug 2014 Other 1172113
Michael George Petko Senior vice president, national sales manager 1 Aug 2014 Other 2294315
Gregory Philip Cicotte Executive vice president -sales 1 Aug 2014 Other 1208709
Daniel Eugene Wright Senior vice president, chief compliance officer 1 Dec 2014 Other 2204732
Gregory Philip Cicotte Executive vice president 1 Jan 2015 Other 1208709
Laura Louene Prieskorn Member board of managers, executive vice president and chief operating officer 1 May 2015 Other 3053589
Mark Bernard Mandich Member of board of managers, president and chief executive officer 1 May 2015 Other 4352167
Weston Bartley Wetherell Senior vice president, general counsel and assistant secretary 1 May 2015 Other 1172113
Gregory Philip Cicotte Member board of managers, executive vice president 1 May 2015 Other 1208709
Paul Chadwick Myers Member board of managers 1 May 2015 Other 1863982
Bonnie Gashlin Wasgatt Member board of managers 1 May 2015 Other 1775305
Devkumar Dilip Ganguly Senior vice president, chief information officer 1 May 2015 Other 5287209
Otto Frank Miller Vice president 1 May 2015 Other 5743082
Julia Anne Goatley Secretary 1 May 2015 Other 6502354
James Donald Young Executive vice president 1 May 2015 Other 5656400
Nelson Zamora Senior vice president 1 May 2015 Other 6516076
Chris Raub Senior vice president 1 May 2015 Other 6516079
Chris Raub Senior vice president, co-chief investment officer 1 Oct 2015 Other 6516079
Glenn Scott Dorsey Vice president, co-chief investment officer 1 Oct 2015 Other 2037434
Laura Louene Prieskorn Executive vice president and chief operating officer 1 Feb 2016 Other 3053589
Gregory Philip Cicotte Executive vice president 1 Feb 2016 Other 1208709
Bradley Olan Harris Member board of managers 1 Feb 2016 Other 6589930

Indirect Owners

The SEC currently registers 28 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Brooke Holdings Sole shareholder 1 Jul 1987 75% - 100% 38-3389961
Brooke Life Insurance Company Sole shareholder 1 Aug 1987 75% - 100% 38-2764383
Prudential Plc Sole shareholder 1 Jul 1990 75% - 100% foreign
Brooke Life Insurance Company Sole shareholder 1 Jun 1995 75% - 100% 38-2764383
Prudential One Limited Shareholder 1 Jan 1997 75% - 100% 98-0343911
Ltd. Prudential Corporation Holdings Shareholder 1 Jan 1997 75% - 100% 98-0345281
Ltd. Prudential Corporation Holdings Sole shareholder 1 Dec 1999 75% - 100% foreign
Holborn Delaware Corporation Sole shareholder 1 Sep 2002 75% - 100% 52-2010048
Prudential One Limited 80% shareholder 1 Sep 2002 75% - 100% foreign
Brooke Holdings (Uk) Limited Sole shareholder of common stock of brooke holdings, inc. 1 Sep 2002 75% - 100% foreign
Prudential Four Limited Shareholder 1 Dec 2003 75% - 100% 98-0458524
Prudential Plc Sole shareholder 1 Aug 2004 75% - 100% 98-0343908
Prudential Holdings Limited Shareholder 1 Aug 2004 75% - 100% foreign
Llc Brooke Holdings Sole share holder of comon stock of brooke holdings, inc. 1 Apr 2006 75% - 100% 13-3389961
Brooke (Holdco1) Inc Shareholder 1 Apr 2006 75% - 100% 98-0486152
Inc Nicole Finance Shareholder 1 Apr 2006 75% - 100% 20-4530349
Brooke Llc Shareholder 1 Apr 2006 75% - 100% 38-3389961
Llc Holborn Delaware Shareholder 1 Apr 2006 75% - 100% 52-2010048
Pus Holdco2 Limited Shareholder 1 Apr 2006 75% - 100% 98-0458542
Pus Holdco1 Limited Shareholder 1 Apr 2006 75% - 100% 98-0486137
Prudential (Us Holdco1) Bv Shareholder 1 Apr 2006 75% - 100% 98-0486145
Prudential (Us Holdco2) Bv Shareholder 1 Apr 2006 75% - 100% 98-0486148
Prudential (Us Holdco3) Bv Shareholder 1 Apr 2006 75% - 100% 98-0486149
Brooke Gp Shareholder 1 Apr 2006 75% - 100% 52-2010048
Prudential (Us Holdco1) Limited Shareholder 1 May 2011 75% - 100% 98-0486137
Brooke Uk Llc Shareholder 1 May 2011 75% - 100% 52-2010048
Prudential Plc Sole shareholder 1 Aug 2011 75% - 100% 98-0343908
Prudential Us Limited Shareholder 1 Aug 2011 75% - 100% foreign

Based in Denver

The principal office where Curian Capital, LLC performs its advisory services is located at 7601 Technology Way, Denver, CO 80237, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-488-3518 or by fax 303-488-4034. The normal business hours are 8:00a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at curian.com.

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