Putnam Futures Advisors Inc (Boston)


Putnam Futures Advisors Inc is an adviser based in Boston. It manages $12.69 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001.

Putnam Futures Advisors provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Putnam Futures Advisors: assets under management

The assets under management (AUM) of Putnam Futures Advisors Inc is $12.69 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.34 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Putnam Futures Advisors Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Putnam Futures Advisors Inc

Richard Graham Leibovitch has been acting as President since 1 Jul 2000. Charles A. Ruys De Perez joined the executive team most recently as the Managing Director And Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gordon H. Silver Director 1 Apr 1993 Other 4337185
William Henderson Woolverton Chief legal officer and clerk 1 Apr 1993 Other 1494141
Ian Ferguson Head of investments 1 Jan 1997 Other 4337617
Irene Marie Esteves Director 1 Jul 1997 Other 3212566
Stephen Mark Oristaglio Director and president 1 Jun 1999 Other 870739
Loren Michael Starr Managing director and treasurer 1 Jun 1999 Other 2178384
Matthew Craig Halperin Director, senior vice president and chief administrative and supervisory officer 1 Jul 2000 Other 1391059
Richard Graham Leibovitch Director 1 Jul 2000 Other 2455747
Llc Putnam Investments Parent company 1 Dec 2000 75% - 100% 04-3543044
Amrit Kanwal Managing director 1 Dec 2001 Other 4364304
Joseph P. Petitti Treasurer 1 Dec 2001 Other 4515774
Amrit Bir Singh Kanwal Senior managing director and treasurer 1 Dec 2001 Other 4364304
Llc Putnam Parent company 1 Feb 2002 75% - 100% 36-4488942
Ian Ferguson Senior managing director/administration 1 Oct 2002 Other 4337617
Joseph Lawrence Demmler Compliance officer 1 Jan 2003 Other 1632061
Charles A. Ruys De Perez Managing director and chief compliance officer 1 Feb 2004 Other 4767182
Kevin M. Cronin Managing director 1 Feb 2004 Other 4776669
Charles Antony Ruys De Perez Managing director and chief compliance officer 1 Feb 2004 Other 4767182
Kevin Michael Cronin Managing director, deputy head of investments 1 Feb 2004 Other 4776669

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Marsh & Mclennan Companies Corporation 1 Nov 2000 75% - 100% 36-2668272
Putnam Investments Trust Massachusetts business trust 1 Dec 2000 75% - 100% 04-2539558
Putnam Investments Trust Massachusetts business trust 1 Feb 2002 75% - 100% 04-2539558

Based in Boston

The principal office where Putnam Futures Advisors Inc performs its advisory services is located at One Post Office Square, Boston, MA 02109, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 617-292-1000 or by fax 617-292-1625. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.putnaminv.com.