Iberiabank Asset Management, Inc. (Birmingham)


Iberiabank Asset Management, Inc. is a large advisory firm based in Birmingham. It manages $80.48 million of regulatory assets for 173 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Louisiana, and Texas.

Iberiabank Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Iberiabank Asset Management: assets under management

The assets under management (AUM) of Iberiabank Asset Management, Inc. is $80.48 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Iberiabank Asset Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Iberiabank Asset Management, Inc.

Robert William Katz has been acting as President since 1 Jan 2008. Dorothy Fisher French joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert William Katz President 1 Jan 2008 Other 4367700
Iberiabank Shareholder 1 Jan 2008 75% - 100% 72-0218470
Vicki June Smith Chief compliance officer 1 Jan 2008 Other 5504196
Michael James Brown Director 1 Jan 2008 Other 3206320
Karl Ernst Hoefer Director 1 Jan 2008 Other 5514263
Eric Abba Movassaghi Director 1 Jan 2008 Other 5514264
Jefferson Glenny Parker Director 1 Jan 2010 Other 835439
Dorothy Fisher French Chief compliance officer 1 Oct 2010 Other 4982896

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Iberiabank Corporation Shareholder 1 Jan 2008 75% - 100% 72-1280718

Based in Birmingham

The principal office where Iberiabank Asset Management, Inc. performs its advisory services is located at 2340 Woodcrest Place, Birmingham, AL 35209, which is also the mailing address of the firm. An additional office of the firm is in New Orleans, LA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 205.803.5832. The normal business hours are 8:00 am-5:00 pm cst on Monday - Friday.