Efg Capital International Corp. (Miami)


Efg Capital International Corp. is a large advisory firm based in Miami. It manages $99.73 million of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alaska, Arizona, California, and 10 other states.

Efg Capital International Corp provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Efg Capital International Corp: assets under management

The assets under management (AUM) of Efg Capital International Corp. is $99.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 159% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $99.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Efg Capital International Corp. for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Efg Capital International Corp.

Lawrence Damon Howell has been acting as President since 1 Jan 1996. Noemi Carmen Schaefer joined the executive team most recently as the Senior Vice President, Head Of Operations, Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lawrence Damon Howell Director 1 Jan 1996 Other 1344288
Jean Pierre Cuoni Director 1 Jan 1996 Other 4097954
Marcelo A Alvarez Vice chairman of the board 1 Oct 1996 Other 2812588
Victor Manuel Echevarria Chief executive officer, chairman of the board, president 1 Oct 1996 Other 1939548
Efg Bank Parent 1 Aug 1997 75% - 100% foreign
Juan Carlos Massens Finop, muni prin. 1 Oct 1997 Other 2802360
Sixto Campano President and chief operations officer, srop/crop, cheif compliance officer 1 Feb 2002 Other 1567239
Zelaine Rubio Sanchez Vice president - compliance officer 1 Mar 2004 Other 3265926
Efg International Parent 1 Sep 2005 75% - 100% foreign
Jacobo Antonio Jr Gadalamaria Director 1 Nov 2005 Other 2138460
Hans Anton Abate Senior vice president, muni principal 1 Dec 2005 Other 4563511
Jacobo Antonio Jr Gadalamaria President, chief compliance officer 1 Dec 2005 Other 2138460
Guillermo Arturo Argumedo Senior vice president, registered options principal 1 Dec 2005 Other 2542794
Noemi Carmen Schaefer Senior vice president, head of operations 1 Dec 2005 Other 2241064
Nicholas Patrick Salas Compliance officer 1 Jun 2006 Other 2546483
Noemi Carmen Schaefer Senior vice president, head of operations, chief compliance officer 1 Jan 2008 Other 2241064

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Efg Bank European Financial Group Parent 1 Aug 1997 75% - 100% foreign
Efg Bank European Financial Group Parent 1 Sep 2005 50% - 75% foreign

Based in Miami

The principal office where Efg Capital International Corp. performs its advisory services is located at 701 Brickell Ave., Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-482-8000 or by fax 305-482-4200. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.efgcapital.com.