Miller, John, Stenning (Waiheke Island 1971 Auckland,)


Miller, John, Stenning is an adviser based in Waiheke Island 1971 Auckland,. It manages $700 thousand of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Hawaii.

Miller, John, Stenning provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Miller, John, Stenning: assets under management

The assets under management (AUM) of Miller, John, Stenning is $700 thousand, all of which is managed in discretionary accounts. The firm's AUM has grown by 100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $700 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.89 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Miller, John, Stenning for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Miller, John, Stenning serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Miller, John, Stenning is individuals with 14 clients and $400 thousand of assets under management. Among the 2 most similar advisory firms, Miller, John, Stenning has the lowest percentage of individuals out of all clients.

The amount of regulatory assets under management is $700 thousand for 16 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Miller, John, Stenning doesn't advise any private funds.

Careers at Miller, John, Stenning

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Stenning Miller Owner 1 Jun 2010 75% - 100% 335078

Based in Waiheke Island 1971 Auckland,

The principal office where Miller, John, Stenning performs its advisory services is located at 71 Gordons Road, Waiheke Island 1971 Auckland,, 1971, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 727-564-9416 or by fax 727-564-9416. The normal business hours are 9 a.m. to 6 p.m. on Other.