Gold Coast Securities, Inc. (Thousand Oaks)


Gold Coast Securities, Inc. is an adviser based in Thousand Oaks. It manages $31.12 million of regulatory assets for 171 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Gold Coast Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, market timing services, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Gold Coast Securities: assets under management

The assets under management (AUM) of Gold Coast Securities, Inc. is $31.12 million. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.9 million in discretionary accounts and $12.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $140 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $339.41 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gold Coast Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gold Coast Securities, Inc.

Tae Pom Ho has been acting as President since 1 Jan 2001. Sally Yip Tamano joined the executive team most recently as the Svp, Coo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Tae Pom Ho Ceo/cfo/clo/cco/director 1 Jan 2001 25% - 50% 2857540
Richard Allen Jr Schuette Svp/coo/director 1 Jan 2001 25% - 50% 2907767
Christopher Anthony Lamia Svp/cmo/director 1 Jan 2001 25% - 50% 2374768
Sally Yip Tamano Svp, coo 1 Nov 2002 Other 1993133

Based in Thousand Oaks

The principal office where Gold Coast Securities, Inc. performs its advisory services is located at 275 E. Hillcrest Drive, Suite 225, Thousand Oaks, CA 91360, which is also the mailing address of the firm. An additional office of the firm is in Tarzana, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-496-3660 or by fax 805-496-3880. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.goldcoastadvisory.com.