Sound Beach Loan Management, LLC (Old Greenwich)


Sound Beach Loan Management, LLC is a large advisory firm based in Old Greenwich. It manages $349 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Sound Beach Loan Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sound Beach Loan Management: assets under management

The assets under management (AUM) of Sound Beach Loan Management, LLC is $349 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $349 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $349 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sound Beach Loan Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sound Beach Loan Management, LLC

Marion Boucher Soper joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
L.L.C. Ellington Management Group Member 1 Mar 2007 75% - 100% 112493
Olivier Cojot Goldberg Vice chairman 1 Mar 2007 Other 1546586
Laurence Eric Penn Vice chairman 1 Mar 2007 Other 1914867
George Howard Zettler Managing director 1 Mar 2007 Other 2399039
Garret Imre Filler General counsel and managing director 1 Mar 2007 Other 2928464
Paul Anthony Asaro Chief financial officer and managing director 1 Mar 2007 Other 4776316
Thomas More Larkin Chief operating officer 1 Mar 2007 Other 4779407
Michael William Vranos Chief executive officer 1 Mar 2007 Other 2013180
Richard Anthony Daley Managing director 1 Mar 2007 Other 2242011
John Deno Geanakoplos Managing director 1 Mar 2007 Other 2319447
Nikos Vassilios Nicopoulos Managing director 1 Mar 2007 Other 4395923
Michael Zaretsky Managing director 1 Mar 2007 Other 4386498
Richard Gregg Brounstein Managing director 1 Mar 2007 Other 1553368
Dennis Patrick Sugrue Managing director 1 Mar 2007 Other 1624299
Nikolay Ivanov Stoytchev Managing director 1 Mar 2007 Other 4741135
Lisa Chun Chief compliance officer and assistant counsel 1 Mar 2007 Other 5115433
Costas Aphis Philippides Managing director 1 Mar 2007 Other 2164234
Jared Samet Managing director 1 Mar 2007 Other 5302764
Eric R Bothwell Managing director 1 Mar 2007 Other 2966361
Olivier (No Middle Name) Cojot Goldberg Vice chairman 1 Mar 2007 Other 1546586
Michael (No Middle Name) Zaretsky Managing director 1 Mar 2007 Other 4386498
Lisa (No Middle Name) Chun Chief compliance officer and assistant counsel 1 Mar 2007 Other 5115433
Jared (No Middle Name) Samet Managing director 1 Mar 2007 Other 5302764
Eric H. R. (Initials Only Bothwell Managing director 1 Mar 2007 Other 2966361
Olivier Steven Cojot Goldberg Vice chairman 1 Mar 2007 Other 1546586
Jared Sachs Samet Managing director 1 Mar 2007 Other 5302764
Marion Boucher Soper Managing director 1 May 2007 Other 707078

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.L.C. Vc Investments Managing member 1 Aug 1995 Other 13-3813408
Michael William Vranos Managing member 1 Aug 1995 75% - 100% 2013180
L.P. Emg Holdings Member 1 Jan 2007 75% - 100% 03-0612415
L.L.C. Vc Investments General partner 1 Jan 2007 Other 13-3813408
Michael William Vranos Limited partner 1 Apr 2007 25% - 50% 2013180

Based in Old Greenwich

The principal office where Sound Beach Loan Management, LLC performs its advisory services is located at 53 Forest Avenue Suite 301, Old Greenwich, CT 06870, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-698-1200 or by fax 203-968-0869. The normal business hours are 9:00 a.m to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.ellington.com.