Mason Wells, Inc. (Milwaukee)


Mason Wells, Inc. is a large advisory firm based in Milwaukee. It manages $1.14 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Wisconsin.

Mason Wells provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mason Wells: assets under management

The assets under management (AUM) of Mason Wells, Inc. is $1.14 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.14 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $190.16 million each.
Mason Wells has custody of $1.14 billion in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mason Wells, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John Thomas Byrnes serves?

The only and largest group of clients of John Thomas Byrnes is pooled investment vehicles with 6 clients and $1.14 billion of assets under management. Among the 9 most similar advisory firms, Mason Wells has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.14 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

Mason Wells also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Mason Wells, Inc.

The company employs 18 people that are either part- or full-time employees. 89 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John Thomas Byrnes has been acting as President since 1 Jun 1998. Deborah Figueroa joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Thomas Byrnes President 1 Jun 1998 75% - 100% 1397959
Thomas Gordon Smith Executive vice president 1 Jun 1998 Other 1272017
William Daniel Gehl Director 1 Jun 1998 Other 1195939
Gregory Jon Myers Vice president 1 Sep 2000 Other 6026386
James S Domach Chief financial offier, chief compliance officer and assistant secretary 1 Dec 2001 Other 6026389
Kevin P Kenealey Vice president 1 Dec 2001 Other 6026387
Joanne Vaughn Corporate secretary 1 Dec 2001 Other 6027323
John Thomas Byrnes Chairman 1 Jan 2016 Other 1397959
Thomas Gordon Smith President and chief executive officer 1 Jan 2016 50% - 75% 1272017
Deborah Figueroa Corporate secretary 1 Dec 2017 Other 6931728

Based in Milwaukee

The principal office where Mason Wells, Inc. performs its advisory services is located at 411 E. Wisconsin Avenue, Milwaukee, WI 53202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 414-727-6400 or by fax 414-727-6410. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at masonwells.com.