Mundoval Capital Management, Inc. (La Jolla)


Mundoval Capital Management, Inc. is an investment adviser to an investment company based in La Jolla. It manages $51.27 million of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California and Texas.

Mundoval Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mundoval Capital Management: assets under management

The assets under management (AUM) of Mundoval Capital Management, Inc. is $51.27 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.35 million each.

Investments

The firm invests in exchange traded securities the most. They account for 85% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in state and local bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mundoval Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mundoval Capital Management serves?

The firm provides services to investment companies and high net worth individuals. The largest group of clients of Mundoval Capital Management is high net worth individuals with 24 clients and $25.43 million of assets under management. Among the 4 most similar advisory firms, Mundoval Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $45.4 million for 25 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mundoval Capital Management doesn't advise any private funds.

Careers at Mundoval Capital Management, Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Arthur Quicke Johnson President & ceo 1 Aug 2002 75% - 100% 2173866
Natalie Marie Gumina Chief operating officer & chief compliance officer 1 May 2006 Other 4902141

Based in La Jolla

The principal office where Mundoval Capital Management, Inc. performs its advisory services is located at 7855 Ivanhoe Avenue Suite 210, La Jolla, CA 92037, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-454-4837 or by fax 858-454-4774. The normal business hours are 8:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at mundoval.com.