Guardian Wealth Strategies, LLC is a large advisory firm based in Minneapols. It manages $273.34 million of regulatory assets for 1,178 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Minnesota, Washington, and Wisconsin.
Guardian Wealth Strategies provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Guardian Wealth Strategies, LLC is $273.34 million. The firm's AUM has grown by 149% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Guardian Wealth Strategies, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Guardian Wealth Strategies is high net worth individuals with 88 clients and $183.68 million of assets under management. Among the 11 most similar advisory firms, Guardian Wealth Strategies has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $273.34 million for 342 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Guardian Wealth Strategies doesn't advise any private funds.
The company employs 11 people that are either part- or full-time employees. 45 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Guardian Wealth Strategies, LLC performs its advisory services is located at 6465 Wayzata Blvd, Minneapols, MN 55426, which is also the mailing address of the firm. An additional office of the firm is in Burnsville, MN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 952-746-1746 or by fax 612-601-8935. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at myguardianwealth.com.