Global ALPha Capital Management Ltd. (Montreal, Pc)


Global ALPha Capital Management Ltd. is a large advisory firm based in Montreal, Pc. It manages $1.84 billion of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2012.

Global ALPha Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Global ALPha Capital Management: assets under management

The assets under management (AUM) of Global ALPha Capital Management Ltd. is $1.84 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2132% since the beginning of its operation, and $733.05 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.84 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.25 million each.

Investments

The firm invests in exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 7% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Global ALPha Capital Management Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Walter Freund serves?

The firm provides services to investment companies, other investment advisers, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Walter Freund is other investment advisers with 10 clients and $958.27 million of assets under management. Among the 11 most similar advisory firms, Global ALPha Capital Management has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $1.69 billion for 32 clients. 83% of the firm’s clients are foreign persons or businesses.

Global ALPha Capital Management also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Global ALPha Capital Management Ltd.

The company employs 11 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Walter Freund has been acting as President since 1 Aug 2004. Janine Tran Lam joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Warren Stoddart Director, vice president 1 Aug 2004 Other 4347635
Michael Walter Freund Director 1 Aug 2004 Other 4503829
Patrick David Robitaille Corporate secretary 1 Aug 2004 Other 4933415
David Savignac Chief compliance officer 1 Mar 2008 Other 6027742
Robert Beauregard Director, president & udp 1 Jun 2008 Other 6027737
Global Alpha Capital Management Partnership Partnership 1 Sep 2009 50% - 75% xxx-xx-xxxx
Gary J Simonette Vice president 1 Sep 2013 Other 5376689
Eric Roman Hasenauer Vice president 1 Sep 2013 Other 4260318
Kieran Patrick Brennan Vice president 1 Mar 2015 Other 5842934
Stephen Edward Reynolds Vice president 1 Jul 2017 Other 4843745
Timothy Michael Marzec Vice president 1 Apr 2018 Other 6592061
Janine Tran Lam Chief compliance officer 1 Jul 2018 Other 6990964
Janine Tran Lam Vice president 1 Jan 2019 Other 6990964

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Clark & Lunn Financial Group Ltd. Connor Partner 1 Jan 2003 50% - 75% xxx-xx-xxxx
Robert Beauregard Partner 1 Jan 2009 25% - 50% 6027737
Clark & Lunn Financial Group Lp Connor Partner 1 Feb 2009 50% - 75% xxx-xx-xxxx
Clark & Lunn Financial Group Connor Partner 1 Feb 2009 50% - 75% xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor Partner 1 Jan 2015 25% - 50% xxx-xx-xxxx
Clark & Lunn Financial Group Investment Partnership Connor Partner 1 Jan 2015 25% - 50% xxx-xx-xxxx

Based in Montreal, Pc

The principal office where Global ALPha Capital Management Ltd. performs its advisory services is located at 1800 Mcgill College Avenue, Montreal, Pc, H3 A 3 J6, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 514-287-0110 or by fax 514-490-2782. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at globalalphacapital.com.