Northleaf Capital Advisors Ltd. is a mid-sized advisory firm based in Toronto, Ontario. It manages $84.1 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009.
Northleaf Capital Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Northleaf Capital Advisors Ltd. is $84.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 180% since the beginning of its operation, and $84.1 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Northleaf Capital Advisors Ltd. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Stuart Douglas Waugh is pooled investment vehicles with 2 clients and $84.1 million of assets under management. Among the 5 most similar advisory firms, Northleaf Capital Advisors has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $84.1 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.
Northleaf Capital Advisors also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.
The company employs 77 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Stuart Douglas Waugh has been acting as President since 1 Nov 2009. The Waugh Family Trust joined the executive team most recently as the Shareholder.
The principal office where Northleaf Capital Advisors Ltd. performs its advisory services is located at 79 Wellington Street W, Toronto, Ontario, M5 K 1 N9, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 416-477-6701 or by fax 416-304-0195. The normal business hours are 9:00 am - 5:00 pm est on Monday - Friday. You can find more information about the New York firm at northleafcapital.com/.