Reliastar Investment Research Inc (Minneapolis)


Reliastar Investment Research Inc is a large advisory firm based in Minneapolis. It manages $30.15 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Georgia and Minnesota.

Reliastar Investment Research provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Reliastar Investment Research: assets under management

The assets under management (AUM) of Reliastar Investment Research Inc is $30.15 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $30.15 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Reliastar Investment Research Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Reliastar Investment Research Inc

Richard Ralph Crowl has been acting as President since 1 Jul 1998. Fredric Armstrong Nelson joined the executive team most recently as the Vice Chairman & Chief Investment Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Reliastar Financial Corp Member 1 Dec 1986 75% - 100% 41-1602373
Gregory Melvin Anderson Senior vice president 1 Jul 1998 Other 1373483
Mark Steven Jordahl Ceo, president and director 1 Jul 1998 Other 1968115
James Vernon Wittich Senior vice president 1 Jul 1998 Other 1295210
Richard Ralph Crowl Director/senior vice president/general counsel 1 Jul 1998 Other 1740363
Michael Leroy Sheplee Senior vp/coo/compliance officer 1 Jul 1998 Other 4381099
Robert Keith Kinsey Vice president 1 Dec 2000 Other 716381
Denis Peter Jamison Vice president 1 Dec 2000 Other 724299
Max Michael Mccomb Vice president, compliance 1 Jun 2001 Other 1347500
Robert William Crispin President & cio 1 Jun 2001 Other 1642909
Martin Thomas Conroy Senior vice president, investment operations 1 Jun 2001 Other 1377092
Fred Cooper Smith Director 1 Oct 2001 Other 1258476
Jeffrey William Seel Director 1 Oct 2001 Other 4376633
Inc. Lion Connecticut Holdings Shareholder 1 Dec 2002 75% - 100% 02-0488491
Gerald Thomas Lins Senior vice president, general counsel 1 Jan 2003 Other 4068642
James Scott Fox Chief operating officer 1 Jan 2003 Other 2024359
Jeffrey Todd Becker Chief financial officer 1 Jan 2003 Other 4447439
Michael Joseph Gioffre Chief compliance officer, ing investment management americas 1 Jan 2003 Other 1863705
Fredric Armstrong Nelson Vice chairman & chief investment officer 1 Apr 2003 Other 4619723
Iii Fredric Armstrong Nelson Vice chairman and chief investment officer, ing investment management americas 1 Apr 2003 Other 4619723

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ing Insurance International Shareholder 1 Jan 1991 75% - 100% foreign entity
Ing Verzekeringen N.V. Shareholder 1 Jan 1991 75% - 100% foreign entity
Ing Groep Nv Shareholder 1 Jan 1991 75% - 100% foreign entity
Ing Insurance International B.V. Shareholder 1 Jan 1991 75% - 100% 98-0159264
Ing Groep N.V. Shareholder 1 Jan 1991 75% - 100% foreign entity
Inc Ing America Insurance Holdings Shareholder 1 Sep 2000 75% - 100% 020-333654
Inc Ing America Insurance Holdings Shareholder 1 Dec 2002 75% - 100% 52-1222820

Based in Minneapolis

The principal office where Reliastar Investment Research Inc performs its advisory services is located at 100 Washington Ave South, Minneapolis, MN 55401 2121 The mailing address of the firm is 5780 Powers Ferry Road Nw, Atlanta, GA 30327 4349. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 612-342-3553 or by fax 612-372-5368. The normal business hours are 8 a.m. to 5 p.m. on Monday - Friday.