New England Securities Corporation (New York)

New England Securities Corporation is a large advisory firm based in New York. It manages $5.33 billion of regulatory assets for 35,099 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 44 other states.

New England Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for approximately 1,500 clients. On top of advisory services, the firm doesn't engage in other business activities.

New England Securities Corporation: assets under management

The assets under management (AUM) of New England Securities Corporation is $5.33 billion. The firm's AUM has grown by 735% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $846.69 million in discretionary accounts and $4.48 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $200.78 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $145.06 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New England Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at New England Securities Corporation

Thom Arthur Faria has been acting as President since 1 Jun 1999. Tina Marie Honkus joined the executive team most recently as the Vice President, Licensing And Registration.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 5 indirect owners.

Based in New York

The principal office where New England Securities Corporation performs its advisory services is located at 1095 Avenue Of The Americas, New York, NY 10036 The mailing address of the firm is C/O Metlife Securities, Inc., New York, NY 10036. An additional office of the firm is in Newtown Square, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212.578.0594 or by fax 908-552-2851. The normal business hours are 8am to 5pm on Monday - Friday.

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