Odlum Brown Usa Investment Management Limited (Vancouver, British Columbia)


Odlum Brown Usa Investment Management Limited is an adviser based in Vancouver, British Columbia. It manages $89.73 million of regulatory assets for 274 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Colorado, and 27 other states.

Odlum Brown Usa Investment Management Limited provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Odlum Brown Usa Investment Management Limited: assets under management

The assets under management (AUM) of Odlum Brown Usa Investment Management Limited is $89.73 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1202% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $89.73 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $327.47 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 87% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 6% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Odlum Brown Usa Investment Management Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Odlum Brown Usa Investment Management Limited serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Odlum Brown Usa Investment Management Limited is high net worth individuals with 148 clients and $72.73 million of assets under management. Among the 5 most similar advisory firms, Odlum Brown Usa Investment Management Limited has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $89.73 million for 186 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Odlum Brown Usa Investment Management Limited doesn't advise any private funds.

Careers at Odlum Brown Usa Investment Management Limited

The company employs 36 people that are either part- or full-time employees. 89 percent of the employees work as investment advisers or researchers. 32 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mary Kathryn Beck Director & chief compliance officer 1 Jun 2004 Other 4831256
Peter R Pacholko Director & chief financial officer 1 Jun 2004 Other 4831258
Odlum Brown Limited Parent 1 Jun 2004 75% - 100% foreign
Ross Stuart Sherwood Director, president & chief executive officer 1 Jun 2004 Other 4831252
Debra Ann Doucette Hewson Director & chief operating officer 1 Jun 2004 Other 4831254
Debra Ann Doucette Hewson Director & president & chief executive officer 1 Jun 2007 Other 4831254
Mark Ivan Srdanovic Director & chief compliance officer 1 Jun 2017 Other 6808158
Kimberley Mona Abbott Vice president 1 Jun 2017 Other 6974652

Based in Vancouver, British Columbia

The principal office where Odlum Brown Usa Investment Management Limited performs its advisory services is located at 1100 250 Howe Street, Vancouver, British Columbia, V6 C 3 S9, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 1-866-636-8222 or by fax 604-844-5342. The normal business hours are 6:30 am-4:00 pm (pst) on Monday - Friday. You can find more information about the New York firm at odlumbrownusa.com.