Thompson Rubinstein Investment Management Inc is a large advisory firm based in Portland. It manages $291.2 million of regulatory assets for 82 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Oregon and Washington.
Thompson Rubinstein Investment Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Thompson Rubinstein Investment Management Inc is $291.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Thompson Rubinstein Investment Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Thompson Rubinstein Investment Management is high net worth individuals with 8 clients and $205.75 million of assets under management. Among the 10 most similar advisory firms, Thompson Rubinstein Investment Management has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $291.2 million for 55 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Thompson Rubinstein Investment Management doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Thompson Rubinstein Investment Management Inc performs its advisory services is located at 715 Sw Morrison Suite 604, Portland, OR 97205 3102, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 503-224-1488 or by fax 503-224-6603. The normal business hours are 6:30 am - 2:00 pm on Monday - Friday.