Vantage Investment Advisors, LLC is a large advisory firm based in Overland Park. It manages $1.38 billion of regulatory assets for 7,916 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 34 other states.
Vantage Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as certain representatives sell insurance products.
The assets under management (AUM) of Vantage Investment Advisors, LLC is $1.38 billion. The firm's AUM has grown by 823% since the beginning of its operation, and $140.48 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Vantage Investment Advisors, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Robert Roy Thomas is high net worth individuals with 277 clients and $701.29 million of assets under management. Among the 9 most similar advisory firms, Vantage Investment Advisors has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.38 billion for 4,622 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Vantage Investment Advisors doesn't advise any private funds.
The company employs 24 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.
There are 41 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Roy Thomas has been acting as President since 1 Dec 2014. Anne Jenelle Dorian joined the executive team most recently as the Chief Compliance Officer.
The principal office where Vantage Investment Advisors, LLC performs its advisory services is located at 5700 W. 112 Th Street, Overland Park, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in State College, PA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 913-904-5700 or by fax 913-904-5701. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at vantageadvisors.com.