Rw Global Investors, LLC (Dallas)


Rw Global Investors, LLC is an adviser based in Dallas. It manages $100 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Rw Global Investors provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rw Global Investors: assets under management

The assets under management (AUM) of Rw Global Investors, LLC is $100 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $100 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rw Global Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rw Global Investors, LLC

Simon Devilliers Rudolph has been acting as President since 1 Jan 2006. Patricia Barron Andrews joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patricia Barron Andrews Chief compliance officer 1 Jan 2006 Other 1605965
Simon Devilliers Rudolph President 1 Jan 2006 25% - 50% 2872984
Peter Michael Wilmshurst Portfolio manager 1 Jan 2006 Other 3017708

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Joseph Ray Nixon Shareholder 1 Jan 2006 Other 873258
Cory Lawrence Martin Shareholder 1 Jan 2006 Other 2737566
James Purdy Barrow Shareholder 1 Jan 2006 Other 4346520
Richard Albert Englander Shareholder 1 Jan 2006 Other 843496
Robert James Chambers Shareholder 1 Jan 2006 Other 4621465
Timothy James Culler Shareholder 1 Jan 2006 Other 4621509
Robert David Barkley Shareholder 1 Jan 2006 Other 726161
Mark Giambrone Shareholder 1 Jan 2006 Other 4682252
Maryjane Gilday Shareholder 1 Jan 2006 Other 220526

Based in Dallas

The principal office where Rw Global Investors, LLC performs its advisory services is located at 2200 Ross Avenue, 31 St Floor, Dallas, TX 75201 2716, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 214-665-1900 or by fax 214-665-1938. The normal business hours are 8:00 to 5:00 on Monday - Friday.