Sullivan Bruyette Speros & Blayney Inc (Mclean)


Sullivan Bruyette Speros & Blayney Inc is a large advisory firm based in Mclean. It manages $2.79 billion of regulatory assets for 986 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 19 other states.

Sullivan Bruyette Speros & Blayney provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sullivan Bruyette Speros & Blayney: assets under management

The assets under management (AUM) of Sullivan Bruyette Speros & Blayney Inc is $2.79 billion. The firm's AUM has grown by 249% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.67 billion in discretionary accounts and $120 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.86 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.26 million.
Sullivan Bruyette Speros & Blayney has custody of $893 million in cash and securities for 461 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sullivan Bruyette Speros & Blayney Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sullivan Bruyette Speros & Blayney Inc

Beverly Ann Blucher has been acting as President since 1 Jan 2003. Dragan Lazich joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gregory Donald Sullivan President; director 1 Jan 1991 25% - 50% 1001065
James Joseph Bruyette Chairman; director 1 Jan 1991 25% - 50% 1080600
Peter Charles Speros Executive vice president; director 1 Jan 1991 Other 1397293
Eleanor Kirkpatrick Blayney Executive vice president; director 1 Jan 1991 Other 1816218
Bmo Financial Corp Sole owner 1 Jan 2003 75% - 100% 27-0036997
Gregory Donald Sullivan President and ceo; managing director; chairman 1 Jan 2003 Other 1001065
James Joseph Bruyette Secretary; managing director 1 Jan 2003 Other 1080600
Peter Charles Speros Managing director 1 Jan 2003 Other 1397293
Harris Ria Holdings Inc Sole owner 1 Jan 2003 75% - 100% 27-0036997
William Eugene Thonn Chairman; director 1 Jan 2003 Other 4103447
Sunday Perry Senior vice president; director 1 Jan 2003 Other 4615185
Carol Flick Treasurer 1 Jan 2003 Other 4615183
Jeffrey Allen Roush Secretary, managing director 1 Jan 2003 Other 1036931
Linda Ochwat Assistant secretary 1 Jan 2003 Other 4615194
Paul Skubic Vice president 1 Jan 2003 Other 4615189
Patrick Murphy Vice president 1 Jan 2003 Other 4615190
Beverly Ann Blucher Director 1 Jan 2003 Other 4389244
Carol Peka Flick Treasurer 1 Jan 2003 Other 4615183
Linda Louise Ochwat Assistant secretary 1 Jan 2003 Other 4615194
Paul Richard Skubic Vice president 1 Jan 2003 Other 4615189
Patrick Joseph Murphy Vice president 1 Jan 2003 Other 4615190
Sunday Evangeline Perry Senior vice president; director 1 Jan 2003 Other 4615185
Graham Turner Parsons Director 1 Feb 2003 Other 4632069
Graham Turner Parsons Chairman 1 Feb 2004 Other 4632069
Eleanor Kirkpatrick Blayney Managing director 1 Feb 2004 Other 1816218
Peter Charles Speros Managing director 1 Feb 2004 Other 1397293
Cecily Marie Mistarz Board member 1 Feb 2004 Other 4938679
Joann A Pantelis Chief compliance officer 1 Oct 2004 Other 2329756
Joann Anthony Pantelis Chief compliance officer 1 Oct 2004 Other 2329756
Terry A Jenkins Chairman 1 Oct 2006 Other 4847869
Martine Lellis Weinhold Chief operating officer 1 Feb 2011 Other 6139334
Martine Elizabeth Lellis Chief operating officer 1 Feb 2011 Other 6139334
Martine Lellis Weinhold Chief operating officer 1 Oct 2012 Other 6139334
Angela Marie Palmer Chief compliance officer 1 Jan 2013 Other 4915568
William John Haldane Chief compliance officer 1 Mar 2014 Other 6314694
Jerrold Gonzalez Mauricio Chief compliance officer 1 Mar 2014 Other 3175743
Yannick Jean Francois Archambault Board member 1 Oct 2014 Other 4847877
Dragan Lazich Chief compliance officer 1 Jan 2015 Other 3236948

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bank Of Montreal Sole owner 1 Sep 1989 75% - 100% 13-4941092
Bankmont Financial Corp. Sole owner 1 Jan 2003 75% - 100% 51-0275712
Harris Financial Corp. Sole owner 1 Jan 2003 75% - 100% 51-0275712
Bmo Financial Corp. Sole owner 1 Jan 2003 75% - 100% 51-0275712

Based in Mclean

The principal office where Sullivan Bruyette Speros & Blayney Inc performs its advisory services is located at 8444 Westpark Drive, Mclean, VA 22102 5123, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-734-9300 or by fax 703-288-1650. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sbsbinc.com.

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