Palladin Consumer Retail Partners, LLC (Boston)


Palladin Consumer Retail Partners, LLC is a large advisory firm based in Boston. It manages $118.56 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Massachusetts.

Palladin Consumer Retail Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Palladin Consumer Retail Partners: assets under management

The assets under management (AUM) of Palladin Consumer Retail Partners, LLC is $118.56 million. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.25 million in discretionary accounts and $16.31 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.04 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $16.31 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Palladin Consumer Retail Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Palladin Consumer Retail Partners serves?

The only and largest group of clients of Palladin Consumer Retail Partners is pooled investment vehicles with 7 clients and $118.56 million of assets under management. Among the 10 most similar advisory firms, Palladin Consumer Retail Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $118.56 million for 7 clients. None of the firm’s clients are foreign persons or businesses.

Palladin Consumer Retail Partners also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $100,000.

Careers at Palladin Consumer Retail Partners, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Jonathan Schwartz Managing member of palladin investments, llc 1 Jun 1998 75% - 100% 1414535
Mark Jonathan Schwartz Managing member 1 Mar 2012 75% - 100% 1414535
George Aggouras Chief compliance officer/chief financial officer 1 Jul 2012 Other 6040883
John Edward Lawrence Chief financial officer/chief compliance officer 1 Jan 2017 Other 6036252
Mary Katherine Courtney O'sullivan Chief financial officer/chief compliance officer 1 Apr 2019 Other 6885926

Based in Boston

The principal office where Palladin Consumer Retail Partners, LLC performs its advisory services is located at 200 Clarendon Street, 26 Th Floor, Boston, MA 02116, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-585-3800. The normal business hours are 9 am - 6 pm on Monday - Friday. You can find more information about the New York firm at palladincapital.com.