Crosswater Investment Advisors, Inc. (Bellevue)

Name: Crosswater Investment Advisors, Inc.
Address: 845 106 Th Avenue Ne, Bellevue, WA, 98004
Telephone: 425-451-1382

Crosswater Investment Advisors, Inc. is a large advisory firm based in Bellevue. It manages $50.77 million of regulatory assets for 69 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Florida, Minnesota, and Washington.

Crosswater Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Crosswater Investment Advisors: assets under management

The assets under management (AUM) of Crosswater Investment Advisors, Inc. is $50.77 million. The firm's AUM has gone down by -20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $20.94 million in discretionary accounts and $29.83 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $721.94 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $745.85 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Crosswater Investment Advisors, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Crosswater Investment Advisors, Inc.

Brenda Bouley Sallstrom has served as the Chief Investment Officer since 1 Aug 2003 and Christopher John Richard is the Chief Executive Officer of Crosswater Investment Advisors, Inc. family office. Michael George Ringger joined the executive team most recently as the President, Chief Investment Officer, Chief Executive Officer & Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Crosswater Financial Corporation	Owner	1 Aug 2003	75% - 100%	43-12345678
Michael George Ringger	Managing director	1 Aug 2003	Other	4370052
Christopher John Richard	Managing director	1 Aug 2003	Other	2191827
Brenda Bouley Sallstrom	Chief investment officer	1 Aug 2003	Other	1313102
Michael George Ringger	Chief financial officer & chief operating officer	1 Sep 2003	Other	4370052
Michael George Ringger	Chief compliance officer	1 Jan 2004	Other	4370052
Jayne Lee Ellegard	Chief compliance officer	1 Apr 2005	Other	3083058
Brenda Bouley Sallstrom	President and chief investment officer	1 Jul 2005	Other	1313102
Michael George Ringger	President, chief investment officer & chief financial officer	1 Jul 2006	Other	4370052
Gilinda Jayne Mioduszewski	Chief compliance officer	1 Jul 2006	Other	1797165
Christopher John Richard	Chief executive officer	1 Jul 2006	Other	2191827
Michael George Ringger	President, chief investment officer, chief executive officer & chief financial officer	1 Dec 2006	Other	4370052
Christopher John Richard	Chairman of the board	1 Dec 2006	50% - 75%	2191827

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Christopher John Richard	Owner	1 Jun 2003	50% - 75%	2191827
Llc Rcm Ventures	Shareholder	1 Mar 2004	25% - 50%	91-2087001

Based in Bellevue

The principal office where Crosswater Investment Advisors, Inc. performs its advisory services is located at 845 106 Th Avenue Ne, Bellevue, WA 98004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 425-451-1382 or by fax 425-451-1952. The normal business hours are 7:00a.m.-3:00p.m. on Monday - Friday. You can find more information about the New York firm at www.crosswaterfc.com.