Breton Financial, Inc. (Medford)


Breton Financial, Inc. is a large advisory firm based in Medford. It manages $136.33 million of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Breton Financial provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Breton Financial: assets under management

The assets under management (AUM) of Breton Financial, Inc. is $136.33 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 32% of the firm’s portfolio. Investments in non-exchange traded securities form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Breton Financial, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Patricia Feeney serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Patricia Feeney is high net worth individuals with 15 clients and $100.71 million of assets under management. Among the 9 most similar advisory firms, Breton Financial has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $136.33 million for 38 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Breton Financial doesn't advise any private funds.

Careers at Breton Financial, Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Patricia Feeney has been acting as President since 1 Mar 1988. Roseann Bove joined the executive team most recently as the Vice President / Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patricia Feeney President 1 Mar 1988 50% - 75% 2253139
Roseann Bove Vice president / chief compliance officer 1 Mar 1988 50% - 75% 2246289
Roseann Bave Vice president 1 Mar 1988 50% - 75% 2246289

Based in Medford

The principal office where Breton Financial, Inc. performs its advisory services is located at 105 Atsion Road Stes B&D, Medford, NJ 08055, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-654-1212 or by fax 609-654-5709. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at bretonfinancial.net.