13 D Management LLC (New York)

Name: 13 D Management LLC
Address: 152 West 57 Th Street, New York, NY, 10019
Telephone: 212-223-2282

13 D Management LLC is a large advisory firm based in New York. It manages $309.29 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2010.

13 D Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

13 D Management: assets under management

The assets under management (AUM) of 13 D Management LLC is $309.29 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30829% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $309.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $309.29 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay 13 D Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients 13 D Management serves?

The only and largest group of clients of 13 D Management is investment companies with 1 clients and $309.29 million of assets under management. Among the 10 most similar advisory firms, 13 D Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $309.29 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

13 D Management doesn't advise any private funds.

Careers at 13 D Management LLC

The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Bradley Squire	Managing member and chief compliance officer	1 Mar 2010	75% - 100%	5800874
Kenneth B Squire	Chief compliance officer	1 Mar 2010	75% - 100%	5800874
Joseph Robert Kolinsky	Chief compliance officer	1 Nov 2015	Other	2250653

Based in New York

The principal office where 13 D Management LLC performs its advisory services is located at 152 West 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-223-2282 or by fax 646-349-5633. The normal business hours are 8:30am-6:30pm on Monday - Friday. You can find more information about the New York firm at 13dactivistfund.com.