Foldes Financial Management, LLC (Miami)


Foldes Financial Management, LLC is a large advisory firm based in Miami. It manages $570.6 million of regulatory assets for 1,854 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Florida, and 9 other states.

Foldes Financial Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Foldes Financial Management: assets under management

The assets under management (AUM) of Foldes Financial Management, LLC is $570.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $570.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $307.76 thousand each.
Foldes Financial Management has custody of $5.65 million in cash and securities for 13 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Foldes Financial Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Foldes Financial Management, LLC

Marvin Rush Benton has been acting as President since 1 May 2008. Wealthtrust Llc joined the executive team most recently as the Member Non Voting.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marvin Rush Benton President 1 May 2008 Other 4130280
Michael Keith Henry Vice president/chief compliance officer 1 May 2008 Other 2445770
Justin Bruce Hacker Secretary/treasurer 1 May 2008 Other 4867220
Wealthtrust Llc Member 1 May 2008 75% - 100% 20-5389611
Steven Michael Foldes Ceo 1 Nov 2008 25% - 50% 2257102
Inc. Foldes Financial Management Member 1 Nov 2008 25% - 50% 65-0755342
Wealthtrust Llc Member non voting 1 Dec 2012 Other 20-5389611
Inc. Foldes Financial Management Member 1 Dec 2012 75% - 100% 65-0755342

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Steven Michael Foldes Shareholder 1 Dec 2001 75% - 100% 2257102
Wealthtrust Holdings Llc Shareholder 1 Aug 2006 75% - 100% 20-5493778
Wealthtrust Holding Co. Member 1 Aug 2006 75% - 100% 20-5576278
Cpt Wt Investment Llc Member 1 Nov 2006 25% - 50% 20-5509625
Falcon Mezzanine Partners Ii Lp Member 1 Nov 2006 25% - 50% 20-2506252
Mmc Cpc Wt Investment Llc Member 1 Nov 2006 25% - 50% 42-1717706

Based in Miami

The principal office where Foldes Financial Management, LLC performs its advisory services is located at 9150 South Dadeland Blvd., Miami, FL 33156, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-670-0545 or by fax 305-670-0636. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.