Mpi Investment Management Inc (Hinsdale)

Name: Mpi Investment Management Inc
Address: 15 Salt Creek Lane, Hinsdale, IL, 60521
Telephone: 630-325-6900

Mpi Investment Management Inc is a large advisory firm based in Hinsdale. It manages $259.9 million of regulatory assets for 142 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Delaware, Illinois, Michigan, and 3 other states.

Mpi Investment Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mpi Investment Management: assets under management

The assets under management (AUM) of Mpi Investment Management Inc is $259.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 484% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $259.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.83 million each.

Investments

The firm invests in exchange traded securities the most. They account for 33% of the total AUM. The second-largest asset type is government bonds, which make up 33% of the firm’s portfolio. Investments in state and local bonds form 15% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mpi Investment Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mpi Investment Management serves?

The firm provides services to individuals, insurance companies, high net worth individuals, and corporations or other businesses. The largest group of clients of Mpi Investment Management is high net worth individuals with 68 clients and $90.85 million of assets under management. Among the 10 most similar advisory firms, Mpi Investment Management has the 5th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $182.55 million for 134 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mpi Investment Management doesn't advise any private funds.

Careers at Mpi Investment Management Inc

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mpi Investment Management Inc is owned by Matthew Pequet. Gery Joseph Sadzewicz joined the executive team most recently as the Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Wayne Pequet	Chief executive officer	1 Feb 1986	Other	816955
Mark Alan Margason	Cfo	1 Mar 1999	25% - 50%	4347560
Bradley Clifton Smith	Chief compliance officer	1 Mar 2002	Other	4517662
Delaware Pequet Family Trust	Trust	1 Feb 2006	75% - 100%	38-5464263
Csc Trust Company Of Delaware	Trustee	1 Feb 2006	Other	xxx-xx-xxxx
Matthew Pequet	Owner	1 Oct 2010	Other	5860698
Gery Joseph Sadzewicz	Cco	1 Oct 2018	Other	1090963

Based in Hinsdale

The principal office where Mpi Investment Management Inc performs its advisory services is located at 15 Salt Creek Lane, Hinsdale, IL 60521, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-325-6900 or by fax 630-325-8167. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at mpi-invest.com.