Lebenthal Asset Management, LLC (New York)

Name: Lebenthal Asset Management, LLC
Address: 410 Park Ave, New York, NY, 10022
Telephone: 212-425-6006

Lebenthal Asset Management, LLC is a large advisory firm based in New York. It manages $1.42 billion of regulatory assets for 1,418 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Colorado, Connecticut, District of Columbia, Illinois, and Ohio.

Lebenthal Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lebenthal Asset Management: assets under management

The assets under management (AUM) of Lebenthal Asset Management, LLC is $1.42 billion. The firm's AUM has grown by 267% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.37 billion in discretionary accounts and $46.75 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.06 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $377.02 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lebenthal Asset Management, LLC for their services and products based on a percentage of assets under management, subscription fees, and performance-based fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lebenthal Asset Management, LLC

Michael David Jamison joined the executive team most recently as the Co Ceo,.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Lebenthal Holdings	Sole member	1 Sep 2007	75% - 100%	77-0687945
Alexandra Nmn Lebenthal	Sole managing member, president and chief executive officer	1 Sep 2007	Other	1638099
James Beymer Lebenthal	Chief executive officer	1 Sep 2008	Other	1853491
John James Glasheen	Chief compliance officer	1 Aug 2010	Other	1113449
Monique Schulman	Chief compliance officer	1 Mar 2014	Other	1225088
Myles Reid Blechner	Chief compliance officer	1 Mar 2015	Other	2709013
Monique Schulman	Chief compliance officer	1 Apr 2016	Other	1225088
Michael David Jamison	Co-ceo,	1 Jun 2017	Other	1204463
Douglas Maxwell Famigletti	Co-ceo, co-cco	1 Jun 2017	Other	2803488

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Alexandra Lebenthal	Managing member	1 Sep 2007	50% - 75%	1638099
James A. Lebenthal Family Trust	Trust, trustee	1 Jun 2008	25% - 50%	13-7294551

Based in New York

The principal office where Lebenthal Asset Management, LLC performs its advisory services is located at 410 Park Ave, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-425-6006 or by fax 212-981-6798. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at lebenthal.com/.