J.P. Morgan Institutional Investments Inc. (New York)


J.P. Morgan Institutional Investments Inc. is a large advisory firm based in New York. It manages $13.58 billion of regulatory assets for 116,242 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

J.P. Morgan Institutional Investments provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.P. Morgan Institutional Investments: assets under management

The assets under management (AUM) of J.P. Morgan Institutional Investments Inc. is $13.58 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2128% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $13.58 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.86 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.P. Morgan Institutional Investments Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at J.P. Morgan Institutional Investments Inc.

Eric John Carr has been acting as President since 1 Sep 2002. Catherine Ann Keating joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
J.P. Morgan Securities Holdings Inc. Sole stockholder 1 May 1999 75% - 100% 13-3224023
Eric John Carr Srop 1 May 1999 Other 2306603
J.P. Morgan Securities Holdings Llc Sole stockholder 1 May 1999 75% - 100% 13-3224023
Eric John Carr Msrb principal 1 Apr 2002 Other 2306603
Eric John Carr President 1 Sep 2002 Other 2306603
Marianne Kietryn Zychal General counsel and secretary 1 Sep 2002 Other xxx-xx-xxxx
James C. P. Berry Assistant secretary 1 Sep 2002 Other xxx-xx-xxxx
Euisun Lisa Lee Assistant secretary 1 Sep 2002 Other xxx-xx-xxxx
Timothy Samson Assistant secretary 1 Sep 2002 Other xxx-xx-xxxx
Eve Guernsey Director 1 Sep 2002 Other 2861310
Paul Louis Scibetta Director 1 Jan 2004 Other xxx-xx-xxxx
Peter J Swiatek Chief financial officer 1 May 2004 Other 4766764
Kevin Kloza Vice president - chief compliance officer 1 Jul 2004 Other 2188958
Garrett Alden Walls Director 1 Feb 2005 Other 2366940
Anthony Joseph Iii Morose Ceo 1 Jan 2006 Other 2363554
Mustafa Mohamedali Fazel Vice president - chief compliance officer 1 Feb 2006 Other 2198857
Joel Roe Mullett Crop 1 Feb 2006 Other 2965106
Kevin Kloza Vice president - chief compliance officer 1 Jun 2006 Other 2188958
Kevin Kloza Crop 1 Oct 2006 Other 2188958
Eric John Carr Ceo 1 Nov 2006 Other 2306603
James Arthur Hoffmann Srop 1 Dec 2006 Other 1949574
Thomas Richard Kmak Director 1 Feb 2007 Other 2040608
Eric John Carr Director 1 Feb 2007 Other 2306603
Karen Fischer Prange General counsel and secretary 1 Jul 2007 Other xxx-xx-xxxx
Paul Simpson Director 1 Jul 2007 Other xxx-xx-xxxx
John Hardy Iii Hunt Director 1 Oct 2007 Other 1951361
Mary Jane Block Chief financial officer 1 Feb 2008 Other 3038815
James Murphy Director 1 Apr 2008 Other xxx-xx-xxxx
James Arthur Hoffmann Director 1 Oct 2008 Other 1949574
Pamela Ann Popp Director 1 Oct 2008 Other 2715434
Colleen Anne Meade Assistant secretary 1 Nov 2008 Other 5615089
Christine Nini Anna Bannerman Assistant secretary 1 Nov 2008 Other 5615327
George Crosby White Gatch Director 1 Jul 2010 Other 4320888
Verlin Lester Horn Director 1 Sep 2010 Other 3126041
Robert Lynn Young Director 1 Jan 2011 Other 2883922
Karen Fischer Prange Executive director & assistant secretary 1 Apr 2011 Other 2890728
Mary Jane Block Executive director & treasurer 1 Apr 2011 Other 3038815
James Arthur Hoffmann Senior vice president 1 Apr 2011 Other 1949574
George Crosby White Gatch President 1 Apr 2011 Other 4320888
Verlin Lester Horn Managing director 1 Apr 2011 Other 3126041
Robert Lynn Young Managing director 1 Apr 2011 Other 2883922
Robert Frank Deutsch Managing director 1 Apr 2011 Other 1560465
David Lawrence Musto Managing director 1 Apr 2011 Other 2623276
Michael Richard Machulski Managing director 1 Apr 2011 Other 4726972
Catherine Ann Keating Managing director 1 Nov 2012 Other 3222275

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
J.P. Morgan Chase & Co. Sole stockholder 1 Jan 2001 75% - 100% 13-2624428

Based in New York

The principal office where J.P. Morgan Institutional Investments Inc. performs its advisory services is located at 270 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Overland Park, KS. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-648-0882 or by fax 866-342-1267. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.