Camelot Funds, LLC (Maumee)


Camelot Funds, LLC is an investment adviser to an investment company based in Maumee. It manages $48.74 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Colorado and Ohio.

Camelot Funds provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Camelot Funds: assets under management

The assets under management (AUM) of Camelot Funds, LLC is $48.74 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -29% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.37 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Camelot Funds, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Camelot Funds serves?

The only and largest group of clients of Camelot Funds is investment companies with 2 clients and $48.74 million of assets under management. Among the 3 most similar advisory firms, Camelot Funds has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $48.74 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Camelot Funds doesn't advise any private funds.

Careers at Camelot Funds, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Darren Thaddaeus Munn Ceo/managing member 1 Dec 2013 75% - 100% 3100611
Jennifer L Rogers Chief compliance officer 1 Dec 2013 Other 4656645
Stephen Lawrence Hanley Portfolio manager/ chief operations officer 1 Dec 2013 Other 4647573
Sarah Jane Berndt Chief investment strategist 1 Dec 2013 Other 1264410
Ruyle Family Irrevocable Trust Trust 1 Dec 2013 Other 45-6328048
Ashleigh Cooper Swayze Chief compliance officer 1 Mar 2016 Other 4632543

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Timothy Wynkoop Trustee 1 Jul 2011 Other 6288342

Based in Maumee

The principal office where Camelot Funds, LLC performs its advisory services is located at 1700 Woodlands Dr., Maumee, OH 43537, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 419-794-0538. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at camelotportfolios.com/.