Adp Strategic Plan Services, LLC (Roseland)


Adp Strategic Plan Services, LLC is a large advisory firm based in Roseland. It manages $3 billion of regulatory assets for 13,604 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Adp Strategic Plan Services provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Adp Strategic Plan Services: assets under management

The assets under management (AUM) of Adp Strategic Plan Services, LLC is $3 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 104241% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $220.52 thousand each.

Investments

The firm invests in pooled investment vehicles the most. They account for 95% of the total AUM. The second-largest asset type is other assets, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Adp Strategic Plan Services, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Thomas Buccella serves?

The only and largest group of clients of James Thomas Buccella is pension and profit sharing plans with 13,604 clients and $3 billion of assets under management. Among the 8 most similar advisory firms, Adp Strategic Plan Services has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $3 billion for 13,604 clients. None of the firm’s clients are foreign persons or businesses.

Adp Strategic Plan Services doesn't advise any private funds.

Careers at Adp Strategic Plan Services, LLC

The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 497 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Thomas Buccella has been acting as President since 1 Dec 2016. Pamela Hundt Reid joined the executive team most recently as the Corporate Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Adp Atlantic Llc Sole member 1 Dec 2016 75% - 100% 22-2542647
Kristin Anne Dospassos Elected manager 1 Dec 2016 Other 3079254
Juanita Davida Hanley Chief compliance officer 1 Dec 2016 Other 5217439
James Thomas Buccella President/elected manager 1 Dec 2016 Other 1362803
Nancy Ann Johnsen Chief financial officer 1 Dec 2016 Other 6306229
Kelly Grieder Senn Corporate secretary 1 Dec 2016 Other 6178751
Adp Atlantic Inc Shareholder/managing member 1 Dec 2016 75% - 100% 22-2542647
Andrew X Stewart Member board of managers 1 Dec 2016 Other 6570226
Kristin Anne Dospassos Krieg Elected manager 1 Dec 2016 Other 3079254
Christopher Magno Risk management officer 1 Apr 2017 Other 4598068
Jeffry Aaron Hodges Elected manager 1 Sep 2017 Other 5865575
Pamela Hundt Reid Corporate secretary 1 Jul 2018 Other 7022088

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Automatic Data Processing Inc Shareholder 1 Dec 2016 75% - 100% 22-1467904

Based in Roseland

The principal office where Adp Strategic Plan Services, LLC performs its advisory services is located at 1 Adp Boulevard, Roseland, NJ 07068 The mailing address of the firm is 71 Hanover Rd, Florham Park, NJ 07932. An additional office of the firm is in Salem, NH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (973) 712-2000 or by fax 855-636-5295. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at adpstrategicplanservices.com.