Sungard Pronvest, Inc. (Chattanooga)


Sungard Pronvest, Inc. is a large advisory firm based in Chattanooga. It manages $151.4 million of regulatory assets for 4,730 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 26 other states.

Sungard Pronvest provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 4,500 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sungard Pronvest: assets under management

The assets under management (AUM) of Sungard Pronvest, Inc. is $151.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 191% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $151.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.01 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sungard Pronvest, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sungard Pronvest, Inc.

Jay Colton Jumper has been acting as President since 1 Sep 2006. Stephen Lewis Johnson joined the executive team most recently as the Senior Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Mark Himebook Senior vice president 1 Sep 2001 Other 4506502
Jay Colton Jumper President 1 Sep 2006 Other 1607969
Victoria Elizabeth Silbey Director 1 Sep 2006 Other 5087961
Michael Joseph Ruane Director 1 Sep 2006 Other 2506006
Kevin Thomas Rafferty President swm 1 Sep 2006 Other 4632553
Stephen Lewis Johnson Senior vice president 1 May 2007 Other 4566501
Vickie Lynn Aragon Chief compliance officer 1 Oct 2007 Other 1797064
Jay Colton Jumper Ceo, president, and director 1 Jul 2008 Other 1607969
Stephen Lewis Johnson Senior vice president 1 Jul 2008 Other 4566501
Vickie Lynn Aragon Vice president and chief compliance officer 1 Jul 2008 Other 1797064
John Pemberton Guerry Director, secretary and treasurer 1 Jul 2008 Other 5578466
Kent Clark Cooper Chief financial officer 1 Jul 2008 Other 5578522
Llc Pnvs Investor Group Owner 1 Jul 2008 75% - 100% 62-1823351

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Sungard Data Systems Share holder 1 Aug 2005 75% - 100% 51-0267091
Jay Colton Jumper Member 1 Apr 2008 25% - 50% 1607969

Based in Chattanooga

The principal office where Sungard Pronvest, Inc. performs its advisory services is located at 1203 Carter Street, Chattanooga, TN 37402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 423-648-1876 or by fax 423-267-4222. The normal business hours are 8am-5pm est on Monday - Friday. You can find more information about the New York firm at www.pronvest.com.