Dbgi Advisors (New York)


Dbgi Advisors is an adviser based in New York. It manages $986.44 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003.

Dbgi Advisors provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dbgi Advisors: assets under management

The assets under management (AUM) of Dbgi Advisors is $986.44 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $986.44 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $986.44 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dbgi Advisors for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dbgi Advisors

Donald Geraghty has been acting as President since 1 Jun 2001. Scott Lee Mathis joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Diversified Biotech Group Company/owner 1 Jun 2001 75% - 100% 52-2333589
Vincent Anthony Buchanan Chief financial officer, treasurer 1 Jun 2001 Other 34247
Donald Geraghty Chairman/chief operating officer, secretary 1 Jun 2001 Other 1659545

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Scott Lee Mathis Owner 1 Jun 2001 25% - 50% 1362203
Diversified Biotech Holdings Corp. Owner 1 Jun 2001 50% - 75% 52-2158952

Based in New York

The principal office where Dbgi Advisors performs its advisory services is located at 500 Fifth Avenue, 54 Th Floor, New York, NY 10110, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-739-7700 or by fax 212-655-0052. The normal business hours are 9am-5pm on Monday - Friday.