The Northern Trust Company Of Connecticut (Stamford)

The Northern Trust Company Of Connecticut is a large advisory firm based in Stamford. It manages $36.6 billion of regulatory assets for 119 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Connecticut and Illinois.

The Northern Trust Company Of Connecticut provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Northern Trust Company Of Connecticut: assets under management

The assets under management (AUM) of The Northern Trust Company Of Connecticut is $36.6 billion. The firm's AUM has grown by 190% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $33.89 billion in discretionary accounts and $2.71 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $299.92 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $451.72 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Northern Trust Company Of Connecticut for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Northern Trust Company Of Connecticut

William Lind Morrison has been acting as President since 1 Jul 2009. Andrew C. Smith has served as the Chief Investment Officer since 1 Sep 2005. Sheri B Hawkins joined the executive team most recently as the Senior Vice President/ Chief Financial Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 3 indirect owners.

Based in Stamford

The principal office where The Northern Trust Company Of Connecticut performs its advisory services is located at 300 Atlantic Street, Stamford, CT 06901 3522, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-977-7000 or by fax 203-356-9341. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at northerntrust.com.

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