Cardinal Strategic Wealth Guidance, LLC is a large advisory firm based in Louisville. It manages $239.1 million of regulatory assets for 727 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Florida, Indiana, Kentucky, and Texas.
Cardinal Strategic Wealth Guidance provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Cardinal Strategic Wealth Guidance, LLC is $239.1 million. The firm's AUM has grown by 81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Cardinal Strategic Wealth Guidance, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Cardinal Strategic Wealth Guidance is high net worth individuals with 65 clients and $189.36 million of assets under management. Among the 9 most similar advisory firms, Cardinal Strategic Wealth Guidance has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $239.1 million for 180 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Cardinal Strategic Wealth Guidance doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Cardinal Strategic Wealth Guidance, LLC performs its advisory services is located at 9500 Ormsby Station Road, Plaza 1, Louisville, KY 40223, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 502-805-3000. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/10604944/.