Prairie Rivers Investments, LLC (Robinson)


Prairie Rivers Investments, LLC is a large advisory firm based in Robinson. It manages $119.85 million of regulatory assets for 648 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Florida, Illinois, Indiana, and Texas.

Prairie Rivers Investments provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Prairie Rivers Investments: assets under management

The assets under management (AUM) of Prairie Rivers Investments, LLC is $119.85 million. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $117.57 million in discretionary accounts and $2.28 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $183.71 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $284.96 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 86% of the total AUM. The second-largest asset type is exchange traded securities, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Prairie Rivers Investments, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Prairie Rivers Investments serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Prairie Rivers Investments is individuals with 176 clients and $44.42 million of assets under management. Among the 8 most similar advisory firms, Prairie Rivers Investments has the 3rd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $87.25 million for 198 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Prairie Rivers Investments doesn't advise any private funds.

Careers at Prairie Rivers Investments, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patrick Keen Managing member 1 Jan 2016 75% - 100% 1267770
Ryan Clayton Keen Chief compliance officer 1 Apr 2017 Other 6097274
Kyle Nathaniel Dishong Member 1 Apr 2018 Other 4808784
Sean Patrick Keen Member 1 Apr 2018 Other 6675653

Based in Robinson

The principal office where Prairie Rivers Investments, LLC performs its advisory services is located at 1507 West Main St., Robinson, IL 62454, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 618-544-9010 or by fax 618-544-3429. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ourpri.com.