Qcm, LLC is a large advisory firm based in San Francisco. It manages $200.24 million of regulatory assets for 185 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Hawaii, and 7 other states.
Qcm provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Qcm, LLC is $200.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and $7.24 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Qcm, LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Stephen Andrew Bradley is high net worth individuals with 51 clients and $90.67 million of assets under management. Among the 7 most similar advisory firms, Qcm has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $137 million for 127 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Qcm doesn't advise any private funds.
The company employs 13 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Stephen Andrew Bradley has been acting as President since 1 Jan 2007. Howard Bernard Aschwald has served as the Chief Investment Officer since 1 Aug 1996 and Peter Charles Sinatra is the Chief Executive Officer of Qcm, LLC family office. Fsb Sterling Bank And Trust joined the executive team most recently as the Direct Owner/Parent Holding Company.
The principal office where Qcm, LLC performs its advisory services is located at 311 California Street, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (415) 738-0288 or by fax (415) 738-0280. The normal business hours are 7:00am - 4:00pm on Monday - Friday. You can find more information about the New York firm at quantumcap.com.