Ci Global Investments Inc. (Boston)


Ci Global Investments Inc. is a large advisory firm based in Boston. It manages $5.68 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Massachusetts.

Ci Global Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ci Global Investments: assets under management

The assets under management (AUM) of Ci Global Investments Inc. is $5.68 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -5% since the beginning of its operation, and $5.68 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $5.68 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $270.37 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ci Global Investments Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Derek Jeffrey Green serves?

The only and largest group of clients of Derek Jeffrey Green is pooled investment vehicles with 21 clients and $5.68 billion of assets under management. Among the 8 most similar advisory firms, Ci Global Investments has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.68 billion for 21 clients. 100% of the firm’s clients are foreign persons or businesses.

Ci Global Investments doesn't advise any private funds.

Careers at Ci Global Investments Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Derek Jeffrey Green has been acting as President since 1 Sep 2010. Anne Forrester Ramsay joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ci Investments Inc. Sole shareholder 1 Sep 1999 75% - 100% 10-101010
Douglas John Jamieson Chief financial officer 1 Jul 2001 Other 5899748
Alan Robert Radlo Senior vice-president, portfolio management 1 Jan 2008 Other 5899753
Derek Jeffrey Green President 1 Sep 2010 Other 5899546
Chris Herbert Juergen Von Boetticher General counsel 1 Sep 2010 Other 5899752
David C Pauli Director 1 Sep 2010 Other 5899750
Janet Chew Gillies Chief compliance officer 1 Jun 2011 Other 5936208
Phong Liao Chief compliance officer 1 Jul 2016 Other 6684031
Edward Kelterborn General counsel 1 Jul 2016 Other 6774416
Anne Forrester Ramsay Chief compliance officer 1 Mar 2018 Other 6923313

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ci Financial Corp. Sole shareholder 1 Sep 1999 75% - 100% foreign entity
The Bank Of Nova Scotia Owner 1 Dec 2008 25% - 50% 13-4941099

Based in Boston

The principal office where Ci Global Investments Inc. performs its advisory services is located at 225 Franklin Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-447-2202 or by fax 617-447-2204. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at ci.com.