Peg Capital Management Inc (Canaan)


Peg Capital Management Inc is a large advisory firm based in Canaan. It manages $289.18 million of regulatory assets for 160 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Maine, New Hampshire, and New York.

Peg Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Peg Capital Management: assets under management

The assets under management (AUM) of Peg Capital Management Inc is $289.18 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 226% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $289.18 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.81 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Peg Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Peg Capital Management Inc

Peg Capital Management Inc is owned by Peter Allen Sherlock. Lemont Richardson has been acting as President since 1 Nov 2000. Bryan Francis Mcpherson joined the executive team most recently as the President, Treasurer, Cco.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Fielding West Vice president 1 Sep 1992 Other 463770
Edgar Russell Fiedler Director 1 Jan 1998 Other 4355709
William David Colao Treasurer 1 Feb 1999 Other 4355728
Lemont Richardson Chairman 1 Nov 2000 25% - 50% 2901357
Douglas Macgilvray Loudon President 1 Nov 2000 25% - 50% 312969
Peter Sherlock Shareholder 1 Nov 2000 Other 2490858
Peter Sherlock Treasurer 1 Oct 2001 Other 2490858
Peter Allen Sherlock Owner 1 Oct 2001 Other 2490858
Bryan Frances Mcpherson Treasurer 1 Sep 2002 Other 4654228
Bryan Frances Mcpherson Chief compliance officer, treasurer 1 Aug 2004 Other 4654228
Lemont Richardson Chairman 1 Jul 2014 50% - 75% 2901357
Bryan Francis Mcpherson President, treasurer, cco 1 Jul 2014 Other 4654228
Lemont Richardson Chairman, cco 1 Dec 2014 75% - 100% 2901357

Based in Canaan

The principal office where Peg Capital Management Inc performs its advisory services is located at 96 Sawyer Hill Road, Canaan, NH 03741 7466 The mailing address of the firm is P.O. Box 428, Canaan, NH 03741 0428. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 603-523-4303 or by fax 603-523-9122. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday.