Carl M. Loeb Advisory Partners L.P. (New York)


Carl M. Loeb Advisory Partners L.P. is a large advisory firm based in New York. It manages $119.14 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010.

Carl M. Loeb Advisory Partners provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carl M. Loeb Advisory Partners: assets under management

The assets under management (AUM) of Carl M. Loeb Advisory Partners L.P. is $119.14 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 648% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $119.14 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.57 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Carl M. Loeb Advisory Partners L.P. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Carl M. Loeb Advisory Partners L.P.

Thomas Lenox Kempner has been acting as President since 1 Dec 2009. Jamie Ivan Grossman joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Carl M. Loeb Management Holding Llc General partner 1 Dec 2009 Other 27-1465134
Thomas Lenox Kempner Chairman 1 Dec 2009 Other 267535
Gideon Jeremy King Ceo 1 Dec 2009 Other 2343944
Alexander Howe Mcmillan Chief compliance officer, general counsel and secretary 1 Dec 2009 Other 2945481
David Scott Hampson Chief financial officer 1 Dec 2009 Other 2172218
Carl M. Loeb & Co. Llc Limited partner 1 Mar 2010 50% - 75% 26-0311343
L.P. Lb Partners Limited partner 1 Mar 2010 25% - 50% 00-2343944
Robert Scott Schwartz General counsel and chief compliance officer 1 Aug 2012 Other 1699487
Jamie Ivan Grossman Chief operating officer 1 Aug 2013 Other 5538151

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thomas Lenox Kempner Chairman of the board of managers 1 May 2007 50% - 75% 267535
Carl M. Loeb & Co. Llc Member 1 Dec 2009 50% - 75% 26-0311343
L.P. Lb Partners Member 1 Dec 2009 25% - 50% 00-2343944
Gideon Jeremy King General partner 1 Mar 2010 75% - 100% 2343944

Based in New York

The principal office where Carl M. Loeb Advisory Partners L.P. performs its advisory services is located at 125 Broad Street, 14 Th Floor, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-483-7000 or by fax 212-574-2001. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.loebcap.com.