James Capital Alliance Inc is a large advisory firm based in Xenia. It manages $535.9 million of regulatory assets for 2,292 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 29 other states.
James Capital Alliance provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of James Capital Alliance Inc is $535.9 million. The firm's AUM has grown by 1786% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay James Capital Alliance Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael James Mcgraw is individuals with 2,037 clients and $434.82 million of assets under management. Among the 8 most similar advisory firms, James Capital Alliance has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $503.63 million for 2,128 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
James Capital Alliance doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Michael James Mcgraw has been acting as President since 1 Dec 2005. Lesley Dawn Ott joined the executive team most recently as the Chief Compliance Officer.
The principal office where James Capital Alliance Inc performs its advisory services is located at 1349 Fairground Road, Xenia, OH 45385 9514 The mailing address of the firm is P.O. Box 12, Alpha, OH 45301 0012. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 937-429-7384 or by fax 937-429-7386. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at jamescapital.com.