Groh Asset Management Inc (Sausalito)


Groh Asset Management Inc is a multi-state adviser based in Sausalito. It manages $1 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2001.

Groh Asset Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Groh Asset Management: assets under management

The assets under management (AUM) of Groh Asset Management Inc is $1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $166.67 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Groh Asset Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Groh Asset Management Inc

Roger Owen Groh has been acting as President since 1 Aug 1994. Peter Kempston Scott joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Roger Owen Groh President 1 Aug 1994 75% - 100% 704253
Charles Minot Amory Senior vice president 1 Nov 1998 Other 500334
Peter Kempston Scott Vice president 1 Jan 2003 Other 3047637

Based in Sausalito

The principal office where Groh Asset Management Inc performs its advisory services is located at P.O. Box 942, Sausalito, CA 94965 The mailing address of the firm is P.O. Box 942, Sausalito, CA 94965. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-368-5903. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at groh global.com.