Lockwell Investments, LLC is an investment adviser to an investment company based in New York. It manages $15.03 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Florida and New York.
Lockwell Investments provides portfolio management for investment companies, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Lockwell Investments, LLC is $15.03 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 840% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Lockwell Investments, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Lockwell Investments, LLC is owned by Dennis Francis Shea. Richard Fred Glass joined the executive team most recently as the Managing Member.
The principal office where Lockwell Investments, LLC performs its advisory services is located at 60 East 42 Nd Street, New York, NY 10165 0006, which is also the mailing address of the firm. An additional office of the firm is in Miramar Beach, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 646-380-8206 or by fax 646-430-8343. The normal business hours are 8:30am- 5:00pm on Monday - Friday. You can find more information about the New York firm at www.lockwellinvestments.com.