Kimberlite Asset Management LLC (New York)

Kimberlite Asset Management LLC is an investment adviser to an investment company based in New York. It manages $400 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

Kimberlite Asset Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kimberlite Asset Management: assets under management

The assets under management (AUM) of Kimberlite Asset Management LLC is $400 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $400 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $400 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Kimberlite Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kimberlite Asset Management LLC

Neal Eric Neilinger has been acting as President since 1 Sep 2015. Vito Anthony Marangelli joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Neal Eric Neilinger	President	1 Sep 2015	25% - 50%	1814368
Vito Anthony Marangelli	Chief compliance officer	1 Oct 2015	Other	2683230

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Michael David Coster	Managing member	1 Jun 2013	25% - 50%	2841705
Thomas Francis O'neill	Managing member	1 Jun 2013	25% - 50%	352986
Alan Joel Pomerantz	Managing member	1 Jun 2013	25% - 50%	6248400
David Smith Connelly	Managing member	1 Aug 2014	25% - 50%	1250071

Based in New York

The principal office where Kimberlite Asset Management LLC performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 389-9414. The normal business hours are 9:00am to 5:00pm est on Monday - Friday.