Wilkinson Ogrady & Co. Inc. (New York)


Wilkinson Ogrady & Co. Inc. is a large advisory firm based in New York. It manages $10.21 billion of regulatory assets for 1,498 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 16 other states.

Wilkinson Ogrady & provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wilkinson Ogrady &: assets under management

The assets under management (AUM) of Wilkinson Ogrady & Co. Inc. is $10.21 billion. The firm's AUM has grown by 612% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.13 billion in discretionary accounts and $76.17 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.79 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $15.23 million.
Wilkinson Ogrady & has custody of $383.22 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wilkinson Ogrady & Co. Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wilkinson Ogrady & Co. Inc.

Austin Iii Brockenbrough has been acting as President since 1 Feb 1986. Jonathan Edward Lewis has served as the Chief Investment Officer since 1 Nov 2015. Carolyn Nannini Dolan joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Jr. Mclean Wilkinson Chairman, ceo and director 1 Oct 1972 50% - 75% 2581356
Beverly Troxler O'grady President, coo and director 1 Feb 1973 25% - 50% 2581358
Juerg Grimm Senior vice president 1 Jul 1973 Other 2665261
Thomas Owen Mueller Secretary and treasurer 1 Feb 1976 Other 2585684
Patricia Poisl Carney Vice president 1 Jan 1981 Other 4489873
Austin Iii Brockenbrough Director 1 Feb 1986 Other 1718558
Judith Lickson Vice president 1 Dec 1988 Other 4490137
Judith Myra Lickson Vice president 1 Dec 1988 Other 4490137
Juerg Grimm Senior vice president 1 Jul 1993 Other 2665261
Donald Iii Mclean Cfa Wilkinson President, ceo & director 1 Jul 1994 Other 2585683
Donald Iii Mclean Wilkinson Vice president, cfa 1 Jul 1994 Other 2585683
Donald Eugene King Director 1 Apr 1995 Other 2360920
Peter Jr. Sanford Pauley Vice president 1 May 1999 Other 1152718
Peter Jr. Sanford Cfa Pauley Vice president 1 May 1999 Other 1152718
Philip Branford Gnilka Analyst 1 Jul 1999 Other 4490138
Monique Eva Neal Vice president 1 Jun 2000 Other 2980303
Charles Carroll Wilkinson Vice president 1 Sep 2000 Other 2523304
Charles Carroll Wilkinson Chief operating officer 1 Jul 2007 Other 2523304
Inc. Financial Advice & Management Engineering (Fame) Usa Direct owner 1 Jul 2007 50% - 75% 64-0965113
Fiera Us Holding Inc. Sole shareholder 1 Oct 2013 75% - 100% 46-3936165
Juerg Grimm Senior vice president 1 Oct 2013 Other 2665261
Inc. Fiera U.S. Holdings Sole shareholder 1 Oct 2013 75% - 100% 46-3936165
Stephen Anthony Mcshea Chief compliance officer 1 Feb 2015 Other 5729771
Carolyn Nannini Dolan Executive vice president 1 Nov 2015 Other 4365505
Benjamin Stephen Thompson President, chief executive officer & director 1 Nov 2015 Other 2486114
Jonathan Edward Lewis Chief investment officer 1 Nov 2015 Other 1555965
Scott David Einhorn Executive vice president 1 Nov 2015 Other 1216997
Richard Anthony Nino Executive vice president 1 Nov 2015 Other 4893499

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Arvestia Shareholder 1 Oct 2006 50% - 75% foreign
Inc. Djm Capital Shareholder 1 Oct 2006 50% - 75% foreign
Fiera Corporation Shareholder 1 Oct 2006 75% - 100% foreign
Fiera International Inc Shareholder 1 Oct 2006 75% - 100% foreign
Lp Fiera Capital Shareholder 1 Sep 2010 25% - 50% foreign
Inc. Fiera Holdings General partner 1 Sep 2010 75% - 100% foreign
Desjardins Financial Corporation Shareholder 1 Jan 2011 25% - 50% foreign
Natcan Investment Management Shareholder 1 Apr 2012 25% - 50% foreign
National Bank Of Canada Shareholder 1 Apr 2012 75% - 100% foreign
Fiera Capital Corporation Shareholder 1 Oct 2013 75% - 100% 154966
Jean Guy Desjardins Shareholder 1 Oct 2013 75% - 100% 4341072

Based in New York

The principal office where Wilkinson Ogrady & Co. Inc. performs its advisory services is located at 499 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-644-5252 or by fax 212-644-5343. The normal business hours are 09:00 to 17:00 on Monday - Friday. You can find more information about the New York firm at wilkinsonogrady.com.

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