Briarwood Chase Management LLC (New York)


Briarwood Chase Management LLC is a large advisory firm based in New York. It manages $279.64 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Briarwood Chase Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Briarwood Chase Management: assets under management

The assets under management (AUM) of Briarwood Chase Management LLC is $279.64 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 362% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $279.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $279.64 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Briarwood Chase Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Briarwood Chase Management serves?

The only and largest group of clients of Briarwood Chase Management is pooled investment vehicles with 1 clients and $279.64 million of assets under management. Among the 9 most similar advisory firms, Briarwood Chase Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $279.64 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Briarwood Chase Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Briarwood Chase Management LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Aalap Mahadevia Managing member / portfolio manager 1 Dec 2013 75% - 100% 6286576
Ethan Sharvit Chief compliance officer, chief financial officer 1 Dec 2013 Other 6286577
Llc Imvia Member 1 Dec 2013 Other 27-1493609
Charles James Daly Chief compliance officer 1 Sep 2015 Other 5259860
Mario Anthony Sgarlata Chief financial officer / chief compliance officer 1 Nov 2015 Other 6381412

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Rahuldev Ravi Pagidipati Managing member 1 Oct 2014 75% - 100% 6412993

Based in New York

The principal office where Briarwood Chase Management LLC performs its advisory services is located at 130 W 42 Nd St, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-984-6798 or by fax 646-219-0088. The normal business hours are 9am - 5pm on Monday - Friday.