Kern Capital Management LLC is a large advisory firm based in New York. It manages $55.94 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001.
Kern Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kern Capital Management LLC is $55.94 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Kern Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Kern Capital Management LLC performs its advisory services is located at 114 West 47 Th Street, New York, NY 10036 1510, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-819-3200 or by fax 212-398-1280. The normal business hours are 9:00am to 5:00pm on Monday - Friday.