The American Institute For Advanced Investment Management, LLP (Scottsdale)


The American Institute For Advanced Investment Management, LLP is a large advisory firm based in Scottsdale. It manages $191.83 million of regulatory assets for 374 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Arizona, New Hampshire, and Texas.

The American Institute For Advanced Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

The American Institute For Advanced Investment Management: assets under management

The assets under management (AUM) of The American Institute For Advanced Investment Management, LLP is $191.83 million. The firm's AUM has grown by 37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $164.51 million in discretionary accounts and $27.32 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $483.85 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $803.42 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 35% of the total AUM. The second-largest asset type is investment and business development companies, which make up 30% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The American Institute For Advanced Investment Management, LLP for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The American Institute For Advanced Investment Management serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of The American Institute For Advanced Investment Management is high net worth individuals with 60 clients and $154.21 million of assets under management. Among the 11 most similar advisory firms, The American Institute For Advanced Investment Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $188.69 million for 152 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

The American Institute For Advanced Investment Management doesn't advise any private funds.

Careers at The American Institute For Advanced Investment Management, LLP

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Philip Lee Nagel Managing general partner, chief compliance officer 1 Aug 2012 Other 1827270
William Floyd Hill Managing general partner 1 Aug 2012 Other 2399670
Llc Pln Investment Strategies General partner 1 Aug 2012 50% - 75% 27-1284888
Llc The Hill Investment Group General partner 1 Aug 2012 50% - 75% 27-2203380

Based in Scottsdale

The principal office where The American Institute For Advanced Investment Management, LLP performs its advisory services is located at 7337 E Doubletree Ranch Road, Scottsdale, AZ 85258, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-346-1556 or by fax 480-718-5925. The normal business hours are 8:00 to 4:30 on Monday - Friday. You can find more information about the New York firm at aimcapaz.com.