Mason & Associates, Inc. is a large advisory firm based in Los Angeles. It manages $315.78 million of regulatory assets for 1,226 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Colorado, and 7 other states.
Mason & Associates provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Mason & Associates, Inc. is $315.78 million. The firm's AUM has grown by 134% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Mason & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Charles William Mason is high net worth individuals with 101 clients and $189.43 million of assets under management. Among the 10 most similar advisory firms, Mason & Associates has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $315.78 million for 424 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Mason & Associates doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Charles William Mason has been acting as President since 1 Aug 2006. Elgonde Magdalena Scheffy joined the executive team most recently as the Cco.
The principal office where Mason & Associates, Inc. performs its advisory services is located at 7474 North Figueroa Street, Los Angeles, CA 90041, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 323-254-3072 or by fax 323-254-3198. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at cwmason.com/.