Moore Clayton Capital Advisers, Inc. (Houston)


Moore Clayton Capital Advisers, Inc. is a large advisory firm based in Houston. It manages $78.46 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Texas and Utah.

Moore Clayton Capital Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Moore Clayton Capital Advisers: assets under management

The assets under management (AUM) of Moore Clayton Capital Advisers, Inc. is $78.46 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $78.46 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $78.46 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Moore Clayton Capital Advisers, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Moore Clayton Capital Advisers, Inc.

Sam Preston Douglass has been acting as President since 1 May 2005. Brett Moffatt Chiles joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Clayton & Co. Inc. Moore 100% owner 1 Apr 2005 75% - 100% 91-2095316
Harry O Nicodemus Vi Chief compliance officer and vice-president 1 May 2005 Other 4781973
Sam Preston Douglass President 1 May 2005 Other 1631913
Sharon J. Clayton Co-chairman 1 May 2005 Other 4971831
Anthony Roger Moore Chairman 1 May 2005 Other 1244224
Kenneth Ian Denos Vice-president and secretary 1 May 2005 Other 4971837
Paula Terry Douglass Vice- chairman 1 Jun 2005 Other 4348008
James Philip Walters Vice-president 1 Jun 2005 Other 4986232
Lsheryl Deirdre Hudson Chief financial officer 1 Nov 2006 Other 2165953
Kenneth Ian Denos Chief executive officer 1 Aug 2007 Other 4971837
Brett Moffatt Chiles Secretary 1 Aug 2007 Other 4128909

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kenneth Ian Denos Director, executive vice-president and secretary 1 Nov 2000 25% - 50% 4971837
Anthony Roger Moore Co-chairman, co-ceo 1 Nov 2000 25% - 50% 1244224
Sharon J. Clayton Co-chairman, co-ceo 1 Nov 2000 25% - 50% 4971831
Kenneth Ian Denos Chief executive officer 1 May 2006 25% - 50% 4971837
Anthony Roger Moore Supervisory board chairman 1 May 2006 25% - 50% 1244224
Sharon J. Clayton Management board chairman 1 May 2006 25% - 50% 4971831

Based in Houston

The principal office where Moore Clayton Capital Advisers, Inc. performs its advisory services is located at 2727 Allen Parkway, Houston, TX 77019 The mailing address of the firm is 10757 South River Front Pkwy Suite 125, South Jordan, UT 84095. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 801-816-2500 or by fax 801-816-2599. The normal business hours are 9:00-5:00 on Monday - Friday.