Rothschild & Co Asset Management Us Inc. is a large advisory firm based in New York. It manages $8.26 billion of regulatory assets for 1,589 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Rothschild & Co Asset Management Us provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rothschild & Co Asset Management Us Inc. is $8.26 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and $499.03 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Rothschild & Co Asset Management Us Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of James Manuel Neissa is pension and profit sharing plans with 78 clients and $3.22 billion of assets under management. Among the 6 most similar advisory firms, Rothschild & Co Asset Management Us has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $8.18 billion for 1,585 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.
Rothschild & Co Asset Management Us also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 42 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
James Manuel Neissa has been acting as President since 1 Oct 2018. Concordia Holding Sarl joined the executive team most recently as the Shareholder.
The principal office where Rothschild & Co Asset Management Us Inc. performs its advisory services is located at 1251 Ave Of The Americas, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-403-3500 or by fax 212-403-5515. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at rothschildandco.com/en/asset-management/active-management-expertise/.